Chen, Xulin (SFC:BJD412) 陳旭臨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-03 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-09-03 | Rep | Dealing in securities | 2018-09-03 |
| 3 | CSOP Asset Management Limited | Rep | Advising on securities | 2018-01-09 | 2018-07-31 | Rep | Asset management | 2018-01-09 | 2018-07-31 | Rep | Dealing in securities | 2018-01-09 | 2018-07-31 |
| 4 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2017-04-19 | 2017-09-07 | Rep | Asset management | 2017-04-19 | 2017-09-07 | Rep | Dealing in securities | 2017-04-19 | 2017-09-07 |
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