Lee, Alex Lik Hang (SFC:ART556) 李力行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2008-10-23 | 2010-04-27 | Rep | Advising on securities | 2010-07-06 | 2013-08-19 |
2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2010-05-24 | 2010-06-16 |
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