Chen, Bomin 陳博民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-01 | 2005-05-01 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2004-10-05 | 2005-05-01 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-06-01 | 2005-05-01 | Rep | Dealing in securities | 2007-10-25 | 2013-01-02 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-02-23 | 2024-02-21 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-23 | 2018-09-06 | RO | Dealing in securities | 2018-09-06 | 2024-02-21 |
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