Cheng, Kwong Yin 鄭廣賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-04-16 | 2018-12-13 | Rep | Advising on securities | 2018-04-20 | 2018-12-13 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Asset management | 2015-09-15 | 2018-04-03 | Rep | Dealing in securities | 2015-09-15 | 2018-04-03 | Rep | Advising on securities | 2023-06-30 | Rep | Asset management | 2023-06-30 | Rep | Dealing in securities | 2023-06-30 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-10-25 | 2022-10-25 | Rep | Dealing in securities | 2021-10-25 | 2022-10-25 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-11-21 | 2023-03-26 | Rep | Dealing in securities | 2022-11-21 | 2023-03-26 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-10-25 | 2022-10-25 | Rep | Dealing in securities | 2021-10-25 | 2022-10-25 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2011-06-14 | 2012-09-01 |
| 7 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2013-03-27 | 2015-09-02 | Rep | Dealing in securities | 2015-08-21 | 2015-09-02 |
| 8 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2013-03-04 | 2015-07-08 |
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