Lau, Wai Ting (SFC:AWQ077) 劉偉停
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-01-13 | 2017-04-10 |
| 2 | JOY RICH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-09-05 | 2019-12-03 | RO | Dealing in securities | 2019-12-03 | RO | Advising on securities | 2020-07-07 |
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