Li, Sung Tat 李崇達

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Securities (International) Corporate Finance Company Limited Rep Advising on corporate finance 2014-07-22 2018-05-21
CMBC International Capital Limited Rep 2018-06-11 2019-05-26
GF Capital (Hong Kong) Limited Rep 2019-06-18 2021-07-30
First Prosperous Capital Company Limited RO 2021-08-12 2021-10-12
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2021-12-16 2023-06-01
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep 2024-02-23
2 KAISER FUTURES LIMITED Rep Dealing in futures contracts 2010-02-12 2010-03-19
3 KAISER SECURITIES LIMITED Rep Dealing in securities 2010-02-12 2010-03-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2011-08-25 2014-07-04
China Securities (International) Brokerage Company Limited Rep 2014-07-22 2018-05-21
China Securities (International) Corporate Finance Company Limited Rep 2014-07-22 2018-05-21
CMBC International Capital Limited Rep 2018-06-11 2018-10-31
CMBC SECURITIES COMPANY LIMITED Rep 2018-06-11 2019-05-26
CMBC International Capital Limited RO 2018-10-31 2019-05-26
GF Securities (Hong Kong) Brokerage Limited Rep 2019-06-18 2021-07-30
First Prosperous Capital Company Limited RO 2021-08-12 2021-10-12
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2021-11-05 2022-03-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO 2022-03-07 2023-06-01
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep 2023-08-31 2024-02-23
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2023-08-31 2024-02-23
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED RO 2024-02-23
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RO 2024-02-23

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