Yan, Suping 閻素萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-09 | 2015-09-14 | RO | Dealing in securities | 2015-09-14 | 2018-03-29 |
| 2 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-05-13 | 2011-01-07 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-02-17 | 2021-04-15 | Rep | Advising on securities | 2021-02-17 | 2021-04-15 | Rep | Asset management | 2021-02-17 | 2021-04-15 | RO | Advising on futures contracts | 2021-04-15 | 2022-06-20 | RO | Advising on securities | 2021-04-15 | 2022-06-20 | RO | Asset management | 2021-04-15 | 2022-06-20 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-10-26 | 2022-04-29 | Rep | Advising on securities | 2021-10-26 | 2022-04-29 | Rep | Asset management | 2021-10-26 | 2022-04-29 | RO | Advising on futures contracts | 2022-04-29 | RO | Advising on securities | 2022-04-29 | RO | Asset management | 2022-04-29 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-02-17 | 2021-04-15 | Rep | Asset management | 2021-02-17 | 2021-04-15 | Rep | Dealing in securities | 2021-02-17 | 2021-04-15 | RO | Advising on securities | 2021-04-15 | 2022-06-20 | RO | Asset management | 2021-04-15 | 2022-06-20 | RO | Dealing in securities | 2021-04-15 | 2022-06-20 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-10-08 | 2013-11-13 | RO | Dealing in securities | 2013-11-13 | 2015-04-23 |
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