Yau, Wallace Wing Ming 邱俊頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-06-29 | 2019-10-10 |
| 2 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2007-04-02 | 2010-11-30 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-08-09 | 2011-12-29 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-10 | Rep | Advising on securities | 2004-06-10 | Rep | Asset management | 2004-06-10 | Rep | Dealing in securities | 2006-05-18 |
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