Chan, Cecilia Po Chi 陳寶枝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-08-30 | Rep | Advising on securities | 2005-07-15 | 2006-03-10 | Rep | Asset management | 2005-07-15 | 2006-03-10 | Rep | Dealing in securities | 2005-07-15 | 2006-03-10 | RO | Advising on securities | 2006-03-10 | 2011-12-31 | RO | Asset management | 2006-03-10 | 2011-12-31 | RO | Dealing in securities | 2006-03-10 | 2011-12-31 | RO | Advising on futures contracts | 2007-10-11 | 2011-12-31 | RO | Dealing in futures contracts | 2008-04-01 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2006-03-10 | Rep | Asset management | 2006-03-10 | RO | Advising on securities | 2006-03-10 | 2023-11-30 | RO | Asset management | 2006-03-10 | 2023-11-30 | RO | Advising on futures contracts | 2010-06-28 | 2023-11-30 | RO | Dealing in securities | 2010-06-28 | 2023-11-30 | RO | Dealing in futures contracts | 2010-09-20 | 2023-11-30 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2021-03-03 | 2023-11-30 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-06 | 2006-03-10 | RO | Advising on securities | 2006-03-10 | 2023-11-30 | RO | Asset management | 2006-03-10 | 2023-11-30 | RO | Dealing in securities | 2006-03-10 | 2023-11-30 | RO | Advising on futures contracts | 2021-07-29 | 2023-11-30 |
| 5 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | RO | Advising on futures contracts | 2011-07-07 | 2011-08-31 | RO | Advising on securities | 2011-07-07 | 2011-08-31 | RO | Asset management | 2011-07-07 | 2011-08-31 | RO | Dealing in securities | 2011-07-07 | 2011-08-31 |
| 6 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2024-03-15 | Rep | Asset management | 2024-03-15 | Rep | Dealing in securities | 2024-03-15 |
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