Chang, Tat Sean 鄭達成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-05-08 | 2012-07-10 | Rep | Asset management | 2012-05-08 | 2012-07-10 | Rep | Dealing in securities | 2012-05-08 | 2012-07-10 | Rep | Advising on futures contracts | 2012-06-01 | 2013-12-10 | RO | Advising on securities | 2012-07-10 | 2018-01-26 | RO | Asset management | 2012-07-10 | 2018-01-26 | RO | Dealing in securities | 2012-07-10 | 2018-01-26 | RO | Advising on futures contracts | 2013-12-10 | 2018-01-26 |
| 2 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2007-09-11 | 2007-11-20 | Rep | Asset management | 2007-09-11 | 2007-11-20 | RO | Advising on securities | 2007-11-20 | 2011-12-31 | RO | Asset management | 2007-11-20 | 2011-12-31 | RO | Dealing in securities | 2007-11-20 | 2011-12-31 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2005-06-24 | 2006-04-01 | Rep | Dealing in securities | 2005-06-24 | 2006-04-01 | Rep | Advising on securities | 2005-07-06 | 2006-04-01 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-06-28 | 2012-04-30 | RO | Asset management | 2010-06-28 | 2012-04-30 | RO | Dealing in securities | 2010-06-28 | 2012-04-30 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-08 | Rep | Advising on securities | 2005-03-08 | Rep | Asset management | 2005-03-08 | Rep | Dealing in securities | 2005-04-15 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-08 | Rep | Asset management | 2005-04-15 | Rep | Dealing in securities | 2005-03-29 | 2005-04-15 |
| 7 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-04-21 | 2007-01-02 | Rep | Asset management | 2006-04-21 | 2007-01-02 | RO | Advising on securities | 2007-01-02 | 2007-09-01 | RO | Asset management | 2007-01-02 | 2007-09-01 |
| 8 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-02-23 | 2018-04-16 | Rep | Asset management | 2018-02-23 | 2018-04-16 | RO | Advising on securities | 2018-04-16 | 2022-06-30 | RO | Asset management | 2018-04-16 | 2022-06-30 | Rep | Dealing in securities | 2018-08-16 | 2022-06-30 |
| 9 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2023-02-03 | 2024-06-14 | Rep | Asset management | 2023-02-03 | 2024-06-14 | Rep | Dealing in securities | 2023-02-03 | 2024-06-14 | RO | Advising on securities | 2024-06-14 | 2024-08-16 | RO | Asset management | 2024-06-14 | 2024-08-16 | RO | Dealing in securities | 2024-06-14 | 2024-08-16 |
| 10 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2023-02-03 | 2024-06-14 | Rep | Asset management | 2023-02-03 | 2024-06-14 | Rep | Dealing in securities | 2023-02-03 | 2024-06-14 | RO | Advising on securities | 2024-06-14 | 2024-08-16 | RO | Asset management | 2024-06-14 | 2024-08-16 | RO | Dealing in securities | 2024-06-14 | 2024-08-16 |
| 11 | Value Partners Private Equity Limited | Rep | Advising on securities | 2023-02-03 | 2024-06-14 | Rep | Asset management | 2023-02-03 | 2024-06-14 | RO | Advising on securities | 2024-06-14 | 2024-08-16 | RO | Asset management | 2024-06-14 | 2024-08-16 |
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