Mok, Philip Wan Yu 莫韻餘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-15 | 2006-01-23 | Rep | Asset management | 2005-07-15 | 2007-03-09 | Rep | Advising on futures contracts | 2006-01-23 | 2011-06-02 | RO | Advising on securities | 2006-01-23 | 2011-12-31 | RO | Dealing in securities | 2006-01-23 | 2011-12-31 | RO | Asset management | 2007-03-09 | 2011-12-31 | RO | Advising on futures contracts | 2011-06-02 | 2011-12-31 |
| 2 | HEXA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-06-02 | 2023-09-30 | RO | Asset management | 2015-06-02 | 2023-09-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-05-06 | 2010-10-28 | Rep | Asset management | 2003-05-06 | 2010-10-28 | Rep | Advising on futures contracts | 2010-06-28 | 2012-03-08 | RO | Dealing in securities | 2010-06-28 | 2015-02-28 | RO | Advising on securities | 2010-10-28 | 2015-02-28 | RO | Asset management | 2010-10-28 | 2015-02-28 | RO | Advising on futures contracts | 2012-03-08 | 2015-02-28 |
| 4 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-06-02 | 2015-02-28 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-06-02 | 2015-02-28 |
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