Pai, Husan 白浩森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-15 | 2006-01-18 | Rep | Asset management | 2005-07-15 | 2006-01-18 | Rep | Advising on futures contracts | 2006-01-18 | 2011-06-07 | RO | Advising on securities | 2006-01-18 | 2011-12-31 | RO | Asset management | 2006-01-18 | 2011-12-31 | RO | Dealing in securities | 2006-01-18 | 2011-12-31 | RO | Advising on futures contracts | 2011-06-07 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2010-10-28 | Rep | Asset management | 2010-10-28 | Rep | Advising on futures contracts | 2010-06-28 | 2012-03-08 | RO | Dealing in securities | 2010-06-28 | 2014-12-31 | RO | Advising on securities | 2010-10-28 | 2014-12-31 | RO | Asset management | 2010-10-28 | 2014-12-31 | RO | Advising on futures contracts | 2012-03-08 | 2014-12-31 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-06-07 | 2014-12-31 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-06-07 | 2014-12-31 |
| 5 | iVenture Investment Management Limited | RO | Advising on futures contracts | 2018-03-28 | 2018-11-13 | RO | Advising on securities | 2018-03-28 | 2018-11-13 | RO | Asset management | 2018-03-28 | 2019-12-13 | Rep | Advising on futures contracts | 2018-11-13 | 2019-12-13 | Rep | Advising on securities | 2018-11-13 | 2019-12-13 |
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