Yip, Sze Ki 葉士奇

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Advising on futures contracts 2006-07-15
2 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Advising on securities 2006-07-15
3 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Asset management 2006-07-15
4 PARIBAS ASIA EQUITY LIMITED Rep Dealing in securities 2006-07-21 2007-06-15
5 HSBC LIFE (INTERNATIONAL) LIMITED Rep Advising on securities 2007-12-03 2008-10-01
6 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Advising on futures contracts 2008-10-02 2011-08-31
7 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Advising on securities 2008-10-02 2011-08-31
8 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Asset management 2008-10-02 2011-08-31
9 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED RO Dealing in securities 2008-10-02 2011-08-31
10 HSBC Global Asset Management (Hong Kong) Limited RO Advising on futures contracts 2010-07-26 2014-08-01
11 HSBC Global Asset Management (Hong Kong) Limited RO Advising on securities 2010-07-26 2014-08-01
12 HSBC Global Asset Management (Hong Kong) Limited RO Asset management 2010-07-26 2014-08-01
13 HSBC Global Asset Management (Hong Kong) Limited RO Dealing in securities 2010-07-26 2014-08-01
14 HSBC Global Asset Management Holdings (Bahamas) Limited RO Advising on futures contracts 2011-05-04 2014-08-01
15 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on futures contracts 2011-05-04 2014-08-01
16 Halbis Capital Management (Hong Kong) Limited RO Advising on futures contracts 2011-06-09 2011-12-31
17 Halbis Capital Management (Hong Kong) Limited RO Advising on securities 2011-06-09 2011-12-31
18 Halbis Capital Management (Hong Kong) Limited RO Asset management 2011-06-09 2011-12-31
19 Halbis Capital Management (Hong Kong) Limited RO Dealing in securities 2011-06-09 2011-12-31
20 HSBC Global Asset Management Holdings (Bahamas) Limited RO Advising on securities 2011-06-09 2014-08-01
21 HSBC Global Asset Management Holdings (Bahamas) Limited RO Asset management 2011-06-09 2014-08-01
22 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on corporate finance 2011-06-09 2014-08-01
23 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on securities 2011-06-09 2014-08-01
24 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Asset management 2011-06-09 2014-08-01
25 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Dealing in securities 2011-06-09 2014-08-01
26 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2020-12-22 2021-03-26
27 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2020-12-22 2021-03-26
28 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2020-12-22 2021-03-26
29 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on securities 2020-12-22 2021-03-26
30 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Asset management 2020-12-22 2021-03-26
31 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2020-12-22 2021-03-26
32 HSBC Global Asset Management (Hong Kong) Limited RO Advising on securities 2021-03-26 2022-10-10
33 HSBC Global Asset Management (Hong Kong) Limited RO Asset management 2021-03-26 2022-10-10
34 HSBC Global Asset Management (Hong Kong) Limited RO Dealing in securities 2021-03-26 2022-10-10
35 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on securities 2021-03-26 2022-10-10
36 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Asset management 2021-03-26 2022-10-10
37 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Dealing in securities 2021-03-26 2022-10-10

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