Chan, Oi Wan 陳靄雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2007-08-02 | 2011-12-31 | Rep | Asset management | 2007-08-02 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-07-04 | 2013-02-21 | Rep | Asset management | 2007-08-02 | 2013-02-21 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2013-07-22 | 2013-11-15 | Rep | Dealing in securities | 2013-07-22 | 2013-11-15 |
| 4 | MUSHK Limited | Rep | Advising on securities | 2007-04-02 | 2007-06-30 | Rep | Dealing in securities | 2007-04-02 | 2007-06-30 |
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