Lai, Siu Yan 賴少忍

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Halbis Capital Management (Hong Kong) Limited Rep Advising on corporate finance 2004-02-16
Rep Advising on securities 2004-02-16
Rep Asset management 2004-02-16
Rep Dealing in securities 2004-08-30
Rep Advising on securities 2005-07-15 2011-12-31
Rep Asset management 2005-07-15 2011-12-31
Rep Dealing in securities 2005-07-15 2011-12-31
Rep Dealing in futures contracts 2008-04-29 2011-12-31
2 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities
Rep Asset management
Rep Advising on corporate finance 2004-02-16
Rep Dealing in securities 2008-05-30 2012-03-27
Rep Dealing in futures contracts 2010-09-27 2012-03-27
RO Dealing in futures contracts 2012-03-27
RO Dealing in securities 2012-03-27
3 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-04-06 2012-03-27
RO Dealing in securities 2012-03-27

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