Lai, Siu Yan 賴少忍

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities
2 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management
3 HSBC Global Asset Management (Hong Kong) Limited RO Dealing in futures contracts 2012-03-27
4 HSBC Global Asset Management (Hong Kong) Limited RO Dealing in securities 2012-03-27
5 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Dealing in securities 2012-03-27
6 Halbis Capital Management (Hong Kong) Limited Rep Advising on corporate finance 2004-02-16
7 Halbis Capital Management (Hong Kong) Limited Rep Advising on securities 2004-02-16
8 Halbis Capital Management (Hong Kong) Limited Rep Asset management 2004-02-16
9 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-02-16
10 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2004-08-30
11 Halbis Capital Management (Hong Kong) Limited Rep Advising on securities 2005-07-15 2011-12-31
12 Halbis Capital Management (Hong Kong) Limited Rep Asset management 2005-07-15 2011-12-31
13 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2005-07-15 2011-12-31
14 Halbis Capital Management (Hong Kong) Limited Rep Dealing in futures contracts 2008-04-29 2011-12-31
15 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-04-06 2012-03-27
16 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2008-05-30 2012-03-27
17 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in futures contracts 2010-09-27 2012-03-27

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top