Liu, Yawen (SFC:AVY117) 劉雅雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2010-09-27 | 2011-12-31 | Rep | Asset management | 2010-09-27 | 2011-12-31 | Rep | Dealing in securities | 2011-11-17 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-09-27 | 2021-06-17 | Rep | Asset management | 2010-09-27 | 2021-06-17 | Rep | Dealing in securities | 2011-11-17 | 2021-06-17 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-17 | 2021-06-17 |
| 4 | Sectoral Asset Management Limited | Rep | Advising on securities | 2021-10-08 | 2022-08-12 | Rep | Asset management | 2021-10-08 | 2022-08-12 | Rep | Dealing in securities | 2021-10-08 | 2022-08-12 | RO | Advising on securities | 2022-08-12 | RO | Asset management | 2022-08-12 | RO | Dealing in securities | 2022-08-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy