Niu, Yien-Li 牛延莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-07-16 | 2015-07-06 |
| 2 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-13 | 2011-12-31 | Rep | Asset management | 2011-05-13 | 2011-12-31 | Rep | Dealing in securities | 2011-05-13 | 2011-12-31 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-13 | 2013-03-15 | Rep | Asset management | 2011-05-13 | 2013-03-15 | Rep | Dealing in securities | 2011-05-13 | 2013-03-15 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-11-23 | 2008-08-18 | Rep | Dealing in securities | 2007-11-23 | 2008-08-18 | Rep | Advising on securities | 2008-11-03 | 2011-03-21 | Rep | Dealing in securities | 2008-11-03 | 2011-03-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy