Veneau, James Christopher
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2009-10-27 | 2011-12-31 |
2 | Halbis Capital Management (Hong Kong) Limited | Rep | Asset management | 2009-10-27 | 2011-12-31 |
3 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-30 | 2011-12-31 |
4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-06-24 | 2013-11-01 |
5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2010-06-24 | 2013-11-01 |
6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-30 | 2013-11-01 |
7 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2013-12-09 | 2015-05-29 |
8 | AXA Investment Managers Asia Limited | Rep | Asset management | 2013-12-09 | 2015-05-29 |
9 | AXA Investment Managers Asia Limited | Rep | Dealing in securities | 2013-12-09 | 2015-05-29 |
10 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2013-12-09 | 2015-05-29 |
11 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Asset management | 2013-12-09 | 2015-05-29 |
12 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Dealing in securities | 2013-12-09 | 2015-05-29 |
13 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on securities | 2015-05-29 | 2017-10-31 |
14 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Asset management | 2015-05-29 | 2017-10-31 |
15 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Dealing in securities | 2015-05-29 | 2017-10-31 |
16 | AXA Investment Managers Asia Limited | RO | Advising on securities | 2015-05-29 | 2023-08-31 |
17 | AXA Investment Managers Asia Limited | RO | Asset management | 2015-05-29 | 2023-08-31 |
18 | AXA Investment Managers Asia Limited | RO | Dealing in securities | 2015-05-29 | 2023-08-31 |
19 | AXA Investment Managers Asia Limited | RO | Dealing in futures contracts | 2018-02-09 | 2023-08-31 |
20 | AXA Investment Managers Asia Limited | RO | Leveraged foreign exchange trading | 2020-01-09 | 2023-08-31 |
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