Wong, Ka Yau 黃嘉佑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-03-30 | 2006-11-10 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-12-05 | 2007-05-16 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-12-11 | 2010-03-23 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-12 | 2010-04-12 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-04-29 | 2011-05-04 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-04-29 | 2011-05-04 |
| 7 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-06-27 | 2011-12-31 |
| 8 | Halbis Capital Management (Hong Kong) Limited | Rep | Asset management | 2011-06-27 | 2011-12-31 |
| 9 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-06-27 | 2012-08-02 |
| 10 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2011-06-27 | 2012-08-02 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-02-25 | 2016-04-05 |
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