Chan, Ka Hung (SFC:ACO888) 陳嘉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | RO | Advising on securities | 2004-07-01 | 2008-01-01 | RO | Asset management | 2004-07-01 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2003-10-21 | 2004-05-11 | Rep | Asset management | 2003-10-21 | 2004-05-11 | Rep | Dealing in securities | 2003-10-21 | 2004-05-11 | RO | Advising on securities | 2004-05-11 | 2011-04-30 | RO | Asset management | 2004-05-11 | 2011-04-30 | RO | Dealing in securities | 2004-05-11 | 2011-04-30 |
| 3 | BCT Financial Limited | Rep | Advising on securities | 2022-05-30 | Rep | Dealing in securities | 2022-06-22 |
| 4 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2003-10-21 | 2004-05-11 | Rep | Asset management | 2003-10-21 | 2004-05-11 | RO | Advising on securities | 2004-05-11 | 2004-07-02 | RO | Asset management | 2004-05-11 | 2004-07-02 |
| 5 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Advising on securities | 2011-05-24 | 2011-08-03 | Rep | Asset management | 2011-05-24 | 2011-08-03 | RO | Advising on securities | 2011-08-03 | 2022-03-01 | RO | Asset management | 2011-08-03 | 2022-03-01 |
| 6 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Advising on securities | 2011-05-24 | 2011-08-03 | Rep | Asset management | 2011-05-24 | 2011-08-03 | Rep | Advising on futures contracts | 2011-05-24 | 2014-08-05 | RO | Asset management | 2011-08-03 | 2022-03-01 | RO | Advising on securities | 2011-08-03 | 2022-04-20 | RO | Advising on futures contracts | 2014-08-05 | 2022-03-01 |
| 7 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Advising on securities | 2011-05-24 | 2011-08-03 | Rep | Asset management | 2011-05-24 | 2011-08-03 | Rep | Advising on futures contracts | 2011-05-24 | 2014-08-05 | RO | Advising on securities | 2011-08-03 | 2022-03-01 | RO | Asset management | 2011-08-03 | 2022-03-01 | RO | Advising on futures contracts | 2014-08-05 | 2022-03-01 |
| 8 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-22 | 2011-02-17 | Rep | Asset management | 2010-04-22 | 2011-02-17 | Rep | Dealing in securities | 2010-04-22 | 2011-02-17 |
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