Sarkar, Abhijit (SFC:AOV447)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GBR Capital Limited | Rep | Advising on securities | 2023-11-30 | Rep | Asset management | 2023-11-30 | Rep | Dealing in securities | 2023-11-30 |
| 2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2008-02-14 | 2011-03-09 | Rep | Asset management | 2008-02-14 | 2011-03-09 | RO | Advising on securities | 2011-03-09 | 2017-08-24 | RO | Asset management | 2011-03-09 | 2017-08-24 | Rep | Advising on securities | 2017-08-24 | 2018-07-31 | Rep | Asset management | 2017-08-24 | 2018-07-31 |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-04-25 | 2011-03-09 | Rep | Asset management | 2007-04-25 | 2011-03-09 | Rep | Advising on futures contracts | 2007-09-24 | 2011-03-09 | RO | Advising on futures contracts | 2011-03-09 | 2017-08-24 | RO | Advising on securities | 2011-03-09 | 2017-08-24 | RO | Asset management | 2011-03-09 | 2017-08-24 | Rep | Advising on futures contracts | 2017-08-24 | 2018-07-31 | Rep | Advising on securities | 2017-08-24 | 2018-07-31 | Rep | Asset management | 2017-08-24 | 2018-07-31 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-04-25 | 2011-03-09 | Rep | Asset management | 2007-04-25 | 2011-03-09 | Rep | Advising on futures contracts | 2007-09-24 | 2011-03-09 | RO | Advising on futures contracts | 2011-03-09 | 2017-08-24 | RO | Advising on securities | 2011-03-09 | 2017-08-24 | RO | Asset management | 2011-03-09 | 2017-08-24 | Rep | Advising on futures contracts | 2017-08-24 | 2018-07-31 | Rep | Advising on securities | 2017-08-24 | 2018-07-31 | Rep | Asset management | 2017-08-24 | 2018-07-31 |
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