Simon, Hugh Adam (SFC:AAG417)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAMON ASIAN ADVISORS LIMITED | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2003-04-29 |
| 2 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2003-04-29 |
| 3 | HAMON CHINA FUND MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-04-07 | Rep | Advising on securities | 2003-04-07 | Rep | Asset management | 2003-04-07 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2003-04-29 |
| 5 | MELLON GLOBAL INVESTMENTS ASIA LIMITED | RO | Advising on securities | 2003-05-09 | 2005-04-14 | RO | Asset management | 2003-05-09 | 2005-04-14 | RO | Dealing in securities | 2003-05-09 | 2005-04-14 |
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