Au, Lai Chong 區麗莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-08-18 | 2007-01-11 | Rep | Dealing in securities | 2004-08-18 | 2007-01-11 | Rep | Advising on securities | 2016-02-25 | 2017-07-06 | RO | Advising on securities | 2017-07-06 | Rep | Dealing in securities | 2017-07-06 | 2021-08-19 | RO | Dealing in securities | 2021-08-19 |
| 2 | Delta Asia Wealth Management Limited | RO | Advising on securities | 2017-07-06 | RO | Asset management | 2017-07-06 |
| 3 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2008-04-21 | 2015-12-17 |
| 4 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-01-31 | 2015-12-17 |
| 5 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-01-31 | 2015-12-17 |
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