Chu, Christopher (SFC:AQD399)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-12-12 | 2008-07-25 |
| 2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2009-11-16 | 2014-07-19 |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-11-16 | 2014-07-19 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-11-16 | 2014-07-19 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2014-09-26 | 2018-06-21 | Rep | Asset management | 2014-09-26 | 2018-06-21 | Rep | Dealing in securities | 2014-09-26 | 2018-06-21 |
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