Liu, Wei (SFC:ALG199) 劉煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2010-06-01 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-08-20 | 2010-06-01 |
| 3 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2017-08-03 | 2020-01-31 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2004-09-23 | 2007-03-19 |
| 5 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-02-26 | 2008-05-28 |
| 6 | Goldstream Capital Management Limited | Rep | Asset management | 2020-02-24 | 2021-04-30 |
| 7 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2010-09-10 | 2014-04-15 | Rep | Asset management | 2010-09-10 | 2014-04-15 |
| 8 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-09-10 | 2014-04-15 | Rep | Advising on securities | 2010-09-10 | 2014-04-15 | Rep | Asset management | 2010-09-10 | 2014-04-15 |
| 9 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-09-10 | 2014-04-15 | Rep | Advising on securities | 2010-09-10 | 2014-04-15 | Rep | Asset management | 2010-09-10 | 2014-04-15 |
| 10 | HashKey Capital Limited | Rep | Asset management | 2021-06-03 | 2023-11-02 |
| 11 | Racing Capital Management (HK) Limited | Rep | Asset management | 2016-06-16 | 2016-07-06 | RO | Asset management | 2016-07-06 | 2017-07-20 | RO | Advising on securities | 2016-11-11 | 2017-07-20 |
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