Zhu, Xuan 朱玄

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Asset management 2008-04-01 2009-10-28
Rep Advising on securities 2008-12-29 2009-10-28
2 HAMON ASIAN ADVISORS LIMITED Rep Advising on securities 2011-06-16 2014-06-13
Rep Asset management 2011-06-16 2014-06-13
3 HAMON ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2011-06-16 2014-06-13
Rep Advising on securities 2011-06-16 2014-06-13
Rep Asset management 2011-06-16 2014-06-13
4 HAMON INVESTMENT MANAGEMENT LIMITED Rep Advising on futures contracts 2011-06-16 2014-06-13
Rep Advising on securities 2011-06-16 2014-06-13
Rep Asset management 2011-06-16 2014-06-13
5 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Rep Advising on securities 2009-11-06 2010-08-20
Rep Asset management 2009-11-06 2010-08-20
6 New China Asset Management (Hong Kong) Limited Rep Advising on securities 2014-06-27
Rep Asset management 2014-06-27

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