Lim, Sau Fung 林秀鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2009-01-23 | 2017-07-14 | Rep | Dealing in futures contracts | 2009-01-23 | 2017-07-14 |
| 2 | HANG SENG SECURITIES LIMITED | Rep | Automated trading services | 2003-12-01 | Rep | Advising on corporate finance | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Advising on securities | 2015-03-16 | Rep | Dealing in securities | 2015-03-16 | RO | Advising on securities | 2018-06-01 | RO | Dealing in securities | 2018-06-01 |
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