Chan, Chi Wai (SFC:AXI311) 陳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-05-25 | 2017-03-10 |
| 2 | HANG SENG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-07-25 | 2017-07-14 |
| 3 | HANG SENG FUTURES LIMITED | RO | Advising on futures contracts | 2017-03-10 | 2017-07-14 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-25 | 2021-06-20 |
| 5 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2011-05-25 | 2021-06-20 |
| 6 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-05-25 | 2021-06-20 |
| 7 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2017-03-10 | 2021-06-20 |
| 8 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-06-24 | 2024-02-14 |
| 9 | Samsung Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-06-24 | 2024-02-14 |
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