Chang, Li (SFC:APD249) 常立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-06-23 | 2023-02-27 | Rep | Asset management | 2017-06-23 | 2023-02-27 | Rep | Dealing in securities | 2017-06-23 | 2023-02-27 | RO | Advising on securities | 2023-02-27 | 2024-10-18 | RO | Asset management | 2023-02-27 | 2024-10-18 | RO | Dealing in securities | 2023-02-27 | 2024-10-18 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2008-02-01 | 2010-01-23 | Rep | Asset management | 2008-02-01 | 2010-01-23 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-06-27 | 2010-01-23 | Rep | Asset management | 2007-06-27 | 2010-01-23 | Rep | Dealing in securities | 2007-06-27 | 2010-01-23 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-03 | 2017-05-17 | Rep | Asset management | 2010-03-03 | 2017-05-17 | Rep | Dealing in securities | 2010-03-03 | 2017-05-17 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-03-28 | 2024-06-06 | Rep | Asset management | 2024-03-28 | 2024-06-06 | Rep | Dealing in securities | 2024-03-28 | 2024-06-06 | RO | Advising on securities | 2024-06-06 | RO | Asset management | 2024-06-06 | RO | Dealing in securities | 2024-06-06 |
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