Fung, Siu Wing (SFC:ABV517) 馮紹榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Dealing in securities | 2004-05-21 | Rep | Advising on futures contracts | 2004-12-10 | Rep | Advising on securities | 2004-12-10 | Rep | Asset management | 2004-12-10 |
| 2 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-12-12 | 2012-06-22 | Rep | Asset management | 2011-12-12 | 2012-06-22 |
| 3 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2007-01-22 | 2007-08-25 | Rep | Asset management | 2007-01-22 | 2007-08-25 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-11-05 | 2011-10-06 | Rep | Asset management | 2007-11-05 | 2011-10-06 | Rep | Dealing in securities | 2007-11-16 | 2011-10-06 | Rep | Advising on futures contracts | 2008-05-26 | 2011-10-06 |
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