Ling, Ka Kin 凌嘉鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2007-03-06 | 2010-07-30 | Rep | Asset management | 2010-03-04 | 2010-07-30 |
| 2 | Fubon Fund Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-03-20 | Rep | Advising on securities | 2019-03-20 | 2019-08-19 | Rep | Asset management | 2019-03-20 | 2019-08-19 | RO | Advising on securities | 2019-08-19 | RO | Asset management | 2019-08-19 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2013-05-07 | 2017-04-28 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-09-17 | 2013-03-27 | Rep | Advising on securities | 2010-09-17 | 2013-03-27 | Rep | Asset management | 2010-09-17 | 2013-03-27 | Rep | Dealing in securities | 2010-09-17 | 2013-03-27 |
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