Tsui, Gordon Siu Kay 徐紹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-05-16 | 2014-11-17 | Rep | Advising on securities | 2011-05-16 | 2014-11-17 | Rep | Asset management | 2011-05-16 | 2014-11-17 | Rep | Dealing in securities | 2011-05-16 | 2014-11-17 |
| 2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2022-07-25 | 2022-09-27 | Rep | Asset management | 2022-07-25 | 2022-09-27 | Rep | Dealing in securities | 2022-07-25 | 2023-06-16 | RO | Advising on securities | 2022-09-27 | RO | Asset management | 2022-09-27 |
| 3 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2014-12-09 | 2016-02-22 | Rep | Asset management | 2014-12-09 | 2016-02-22 | RO | Advising on securities | 2016-02-22 | 2022-06-30 | RO | Asset management | 2016-02-22 | 2022-06-30 | RO | Dealing in securities | 2018-07-11 | 2022-06-30 |
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