Woo, Tracy 鄔禮詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2005-08-26 | 2005-10-25 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2005-10-10 | 2008-07-23 |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2003-06-10 | RO | Advising on securities | 2003-06-10 | 2004-03-04 |
| 4 | DL Family Office (HK) Limited | RO | Advising on securities | 2016-08-30 | RO | Asset management | 2019-01-03 |
| 5 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2014-12-22 | 2015-01-27 | RO | Advising on securities | 2015-01-27 | 2018-09-20 | Rep | Dealing in securities | 2015-03-16 | 2018-09-20 |
| 6 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2004-05-15 | 2005-08-19 |
| 7 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2004-05-15 | 2005-08-19 | Rep | Advising on securities | 2008-08-26 | 2009-01-07 | RO | Advising on securities | 2009-01-07 | 2014-12-04 |
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