Chan, Chun Fai (SFC:AUR704) 陳進輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2010-03-05 | 2011-06-30 |
| 2 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2017-08-16 | 2020-06-19 |
| 3 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2021-07-14 | |
| 4 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2012-01-16 | 2013-01-08 |
| 5 | Wisdom Asset Management Limited (HK) | Rep | Asset management | 2017-08-16 | 2020-06-19 |
| 6 | Wisdom Asset Management Limited (HK) | Rep | Asset management | 2021-07-14 | |
| 7 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Automated trading services | 2010-03-05 | 2011-08-30 |
| 8 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2010-03-05 | 2011-09-24 |
| 9 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-11-01 | 2013-01-08 |
| 10 | Wisdom Asset Management Limited (HK) | Rep | Dealing in securities | 2017-08-16 | 2020-06-19 |
| 11 | Wisdom Asset Management Limited (HK) | Rep | Dealing in securities | 2021-07-14 | |
| 12 | Wisdom Asset Management Limited (HK) | RO | Advising on securities | 2020-06-19 | 2021-07-14 |
| 13 | Wisdom Asset Management Limited (HK) | RO | Asset management | 2020-06-19 | 2021-07-14 |
| 14 | Wisdom Asset Management Limited (HK) | RO | Dealing in securities | 2020-06-19 | 2021-07-14 |
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