Chan, Yiu Wing (SFC:AIJ518) 陳耀榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Automated trading services | 2010-03-01 | 2011-08-30 | Rep | Advising on securities | 2010-03-01 | 2019-09-18 | Rep | Asset management | 2010-03-01 | 2019-09-18 | Rep | Dealing in securities | 2010-03-01 | 2019-09-18 |
| 2 | Lion Global Financial Limited | Rep | Asset management | 2006-01-01 | Rep | Advising on securities | 2010-02-12 | Rep | Asset management | 2007-09-11 | 2010-02-12 | Rep | Dealing in securities | 2009-03-02 | 2010-02-12 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-03-27 | 2021-12-31 |
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