Chiu, Rita Wing Nga 趙詠雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2011-12-16 | 2015-08-18 | Rep | Dealing in securities | 2011-12-16 | 2015-08-18 | RO | Advising on securities | 2015-08-18 | 2016-11-22 | RO | Asset management | 2015-08-18 | 2016-11-22 | RO | Dealing in securities | 2015-08-18 | 2016-11-22 |
| 2 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2016-12-09 | 2017-11-28 | Rep | Asset management | 2016-12-09 | 2017-11-28 | RO | Advising on securities | 2017-11-28 | 2019-08-01 | RO | Asset management | 2017-11-28 | 2019-08-01 |
| 3 | Avenue Family Office Limited | Rep | Advising on securities | 2017-03-09 | 2017-11-28 | Rep | Asset management | 2017-03-09 | 2017-11-28 | Rep | Dealing in securities | 2017-03-09 | 2017-11-28 | RO | Advising on securities | 2017-11-28 | 2019-08-01 | RO | Asset management | 2017-11-28 | 2019-08-01 | RO | Dealing in securities | 2017-11-28 | 2019-08-01 |
| 4 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2010-03-05 | 2011-06-30 | Rep | Automated trading services | 2010-03-05 | 2011-08-30 | Rep | Asset management | 2010-03-05 | 2011-11-02 | Rep | Dealing in securities | 2010-03-05 | 2011-11-02 |
| 5 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2019-10-29 | 2021-06-21 | Rep | Asset management | 2019-10-29 | 2021-06-21 | Rep | Dealing in securities | 2019-10-29 | 2021-06-21 |
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