Ma, Fai (SFC:AWB641) 馬徽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2011-12-16 | 2013-01-04 | Rep | Dealing in securities | 2011-12-16 | 2013-01-04 |
| 2 | CBH Asia Limited | Rep | Asset management | 2013-01-23 | 2015-01-13 | Rep | Dealing in securities | 2013-01-23 | 2015-01-13 | Rep | Advising on securities | 2013-02-18 | 2015-01-13 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2010-11-05 | 2011-06-30 | Rep | Automated trading services | 2010-11-05 | 2011-08-30 | Rep | Asset management | 2010-11-05 | 2011-11-02 | Rep | Dealing in securities | 2010-11-05 | 2011-11-02 |
| 4 | YG Capital Management Limited | RO | Advising on securities | 2016-01-12 | RO | Asset management | 2016-01-12 |
| 5 | YG International Partners Limited | RO | Dealing in securities | 2018-03-13 |
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