Pan, Yuming (SFC:ATJ035) 潘玉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2009-08-20 | 2011-02-21 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2011-03-15 | 2013-06-13 | Rep | Automated trading services | 2011-04-11 | 2011-08-30 | Rep | Asset management | 2011-04-11 | 2013-06-13 | Rep | Dealing in securities | 2011-04-11 | 2013-06-13 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2013-07-22 | 2020-01-17 | Rep | Asset management | 2013-07-22 | 2020-01-17 | Rep | Dealing in securities | 2013-07-22 | 2020-01-17 | Rep | Dealing in futures contracts | 2014-05-26 | 2020-01-17 |
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