Wan, Kai Yip 溫啟業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HARRIS FRASER (INTERNATIONAL) LIMITED Rep Asset management 2011-08-05
Rep Dealing in securities 2011-08-05
Rep Automated trading services 2011-08-05 2011-08-30
Rep Advising on securities 2011-08-05 2011-10-30
2 PEGASUS FUND MANAGERS LIMITED Rep Asset management 2003-04-30 2003-12-04
Rep Advising on securities 2003-04-30 2011-05-04
Rep Asset management 2006-08-14 2011-05-04
Rep Dealing in securities 2011-03-08 2011-05-04

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