Yip, Thomas Ho Fai 葉浩暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-12-16 | 2012-12-31 | Rep | Asset management | 2012-07-11 | 2012-12-31 |
| 2 | BAIYI CAPITAL (ASIA) LIMITED | Rep | Advising on securities | 2018-04-19 | Rep | Asset management | 2018-04-19 | RO | Advising on securities | 2018-04-23 | 2018-09-28 | RO | Asset management | 2018-04-23 | 2018-09-28 |
| 3 | CBH Asia Limited | Rep | Asset management | 2013-01-23 | 2014-12-02 | Rep | Dealing in securities | 2013-01-23 | 2014-12-02 |
| 4 | FIVE STATES CAPITAL RESOURCES LIMITED | Rep | Asset management | 2017-02-01 | 2017-02-21 | RO | Advising on securities | 2017-02-21 | 2018-02-23 | RO | Asset management | 2017-02-21 | 2018-02-23 |
| 5 | GT Asset & Portfolio Management Limited | Rep | Asset management | 2015-03-31 | 2016-10-26 | Rep | Dealing in securities | 2015-03-31 | 2016-10-26 |
| 6 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Automated trading services | 2011-05-06 | 2011-08-30 | Rep | Dealing in securities | 2011-05-06 | 2011-10-31 |
| 7 | REDWOOD ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-07-14 | 2021-09-01 | Rep | Dealing in securities | 2021-07-14 | 2021-09-01 | RO | Advising on securities | 2021-09-01 | 2022-02-08 | RO | Asset management | 2021-09-01 | 2022-02-08 | RO | Dealing in securities | 2021-09-01 | 2022-02-08 |
| 8 | SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2018-11-02 | 2021-05-14 |
| 9 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-27 | 2020-11-12 | RO | Dealing in securities | 2020-11-12 | 2021-05-14 |
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