Choy, Peng Wah 蔡秉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | RO | Advising on corporate finance | 2003-06-12 | RO | Advising on securities | 2005-08-16 | RO | Asset management | 2005-08-16 | RO | Dealing in securities | 2005-08-16 | Rep | Advising on securities | 2005-08-16 | 2005-10-05 | Rep | Asset management | 2005-08-16 | 2005-10-05 | Rep | Dealing in securities | 2005-08-16 | 2005-10-05 |
| 2 | Eastspring Investments (Hong Kong) Limited | RO | Advising on securities | 2006-08-08 | 2007-11-30 | RO | Asset management | 2006-08-08 | 2007-11-30 | RO | Dealing in securities | 2006-08-08 | 2007-11-30 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2011-02-11 | 2015-12-28 | RO | Asset management | 2011-02-11 | 2015-12-28 | RO | Dealing in securities | 2011-03-09 | 2015-12-28 |
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