Tan, Koon Seng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2008-07-08 | 2009-09-01 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2009-09-01 | 2015-02-13 | RO | Asset management | 2009-09-01 | 2015-02-13 | RO | Dealing in securities | 2011-04-28 | 2015-02-13 | Rep | Advising on securities | 2015-02-13 | 2015-05-15 | Rep | Asset management | 2015-02-13 | 2015-05-15 | Rep | Dealing in securities | 2015-02-13 | 2015-05-15 |
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