Cheng, Clement Yue Sun 鄭禹新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Asset management | 2008-01-02 | 2009-09-11 |
| 2 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2008-01-02 | 2009-09-11 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-23 | 2010-02-04 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-02-23 | 2013-12-20 |
| 5 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2010-02-23 | 2013-12-20 |
| 6 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2011-01-06 | 2013-12-20 |
| 7 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-01-06 | |
| 8 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2014-01-06 | |
| 9 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-01-06 | 2018-01-23 |
| 10 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2018-01-23 |
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