Cheng, Clement Yue Sun 鄭禹新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-01-06 | |
2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2014-01-06 | |
3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2018-01-23 | |
4 | BEA Union Investment Management Limited | Rep | Asset management | 2008-01-02 | 2009-09-11 |
5 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2008-01-02 | 2009-09-11 |
6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-23 | 2010-02-04 |
7 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-02-23 | 2013-12-20 |
8 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2010-02-23 | 2013-12-20 |
9 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2011-01-06 | 2013-12-20 |
10 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-01-06 | 2018-01-23 |
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