Kwok, Pik Shan 郭碧珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-04-12 | 2010-09-24 | Rep | Asset management | 2010-04-12 | 2010-09-24 | Rep | Dealing in securities | 2010-05-31 | 2010-09-24 |
| 2 | Edmond de Rothschild Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-12 | 2016-07-21 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-10-20 | 2014-07-15 | Rep | Asset management | 2010-10-20 | 2014-07-15 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in securities | 2004-11-19 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-10-27 | 2017-02-02 | Rep | Dealing in securities | 2016-10-27 | 2017-02-02 |
| 6 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2005-07-12 | 2006-10-11 | Rep | Dealing in securities | 2005-07-12 | 2006-10-11 |
| 7 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-27 | 2010-09-24 | Rep | Asset management | 2006-12-21 | 2010-09-24 |
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