Li, Benjamin Man Fai 李民煇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2008-03-31 | 2009-05-09 | Rep | Dealing in securities | 2008-03-31 | 2009-05-09 |
2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2009-08-20 | 2012-12-14 | Rep | Asset management | 2009-09-18 | 2012-12-14 |
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