Liu, Qi (SFC:AXK896) 劉琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2013-10-25 | 2015-03-11 | Rep | Asset management | 2013-10-25 | 2015-03-11 | RO | Advising on securities | 2015-03-11 | 2015-07-02 | RO | Asset management | 2015-03-11 | 2015-07-02 |
2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2011-06-15 | 2012-06-13 | Rep | Asset management | 2011-06-15 | 2012-06-13 |
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