Chang, Yan Wing 張潤榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2017-01-10 | 2017-01-12 | Rep | Dealing in securities | 2017-01-10 | 2017-01-12 | RO | Asset management | 2017-01-12 | 2017-12-16 | RO | Dealing in securities | 2017-01-12 | 2017-12-16 |
| 2 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Advising on futures contracts | 2005-01-19 | Rep | Asset management | 2005-01-19 | Rep | Automated trading services | 2005-01-19 | Rep | Dealing in futures contracts | 2005-03-04 |
| 3 | CHONG HING SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-11 | Rep | Advising on securities | 2005-01-11 | Rep | Asset management | 2005-01-11 | Rep | Automated trading services | 2005-01-11 | Rep | Dealing in securities | 2006-06-30 |
| 4 | Golden K2 Securities Limited | RO | Dealing in securities | 2023-10-20 | |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-22 | 2012-02-27 | RO | Dealing in futures contracts | 2012-02-27 | 2012-05-01 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-11-22 | 2012-02-27 | RO | Dealing in securities | 2012-02-27 | 2012-05-01 |
| 7 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Advising on securities | 2010-04-21 | 2011-11-01 | RO | Dealing in securities | 2010-04-21 | 2011-11-01 | RO | Asset management | 2010-07-28 | 2011-11-01 | RO | Dealing in futures contracts | 2010-07-28 | 2011-11-01 |
| 8 | i-Golden Data Capital Limited | RO | Advising on securities | 2023-05-03 | 2023-07-31 | RO | Asset management | 2023-05-03 | 2023-07-31 |
| 9 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2010-01-20 | 2010-02-13 | RO | Asset management | 2010-01-20 | 2010-02-13 |
| 10 | MIDLAND WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2012-09-19 | 2016-02-15 | RO | Dealing in securities | 2012-09-19 | 2016-02-15 |
| 11 | Ninth Eternity Securities Asia Limited | RO | Advising on securities | 2020-10-16 | 2023-04-30 | RO | Dealing in securities | 2020-10-16 | 2023-04-30 | RO | Asset management | 2022-10-21 | 2023-04-30 |
| 12 | Oshidori Securities Limited | Rep | Dealing in securities | 2008-10-15 | 2008-12-02 | RO | Dealing in securities | 2008-12-02 | 2010-02-13 |
| 13 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2012-06-12 | 2012-07-16 |
| 14 | UNITED ZONE INVESTMENT LIMITED | RO | Advising on securities | 2016-09-01 | 2017-01-06 | RO | Asset management | 2016-09-01 | 2017-01-06 | RO | Dealing in futures contracts | 2016-09-01 | 2017-01-06 | RO | Dealing in securities | 2016-09-01 | 2017-01-06 |
| 15 | Waton Securities International Limited | RO | Dealing in securities | 2008-04-11 | 2008-10-01 |
| 16 | WE Asset Management Limited | RO | Advising on securities | 2018-03-19 | 2020-02-29 | RO | Asset management | 2018-03-19 | 2020-02-29 |
| 17 | WE Securities Limited | RO | Dealing in securities | 2018-10-02 | 2020-02-29 |
| 18 | Well Link Securities Limited | RO | Dealing in futures contracts | 2012-07-18 | 2012-08-23 | RO | Dealing in securities | 2012-07-18 | 2012-08-23 |
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