Kim, Tai Gon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HPEF Capital Partners Limited | Rep | Advising on corporate finance | 2004-03-15 | |
| 2 | HPEF Capital Partners Limited | Rep | Advising on securities | 2004-04-13 | |
| 3 | HPEF Capital Partners Limited | Rep | Asset management | 2006-12-01 | |
| 4 | HPEF Capital Partners Limited | Rep | Advising on securities | 2004-09-20 | 2006-12-01 |
| 5 | HPEF Capital Partners Limited | RO | Advising on securities | 2006-12-01 | 2013-10-28 |
| 6 | HPEF Capital Partners Limited | RO | Asset management | 2006-12-01 | 2013-10-28 |
| 7 | QL Asset Management Company Limited | RO | Advising on securities | 2014-10-06 | 2017-07-05 |
| 8 | QL Asset Management Company Limited | RO | Asset management | 2014-10-06 | 2017-07-05 |
| 9 | QL Asset Management Company Limited | RO | Dealing in securities | 2014-10-06 | 2017-07-05 |
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